Categories: IPO

Role of a Lead Manager in IPO

Lead manager pays an integral role in the success of an IPO. Lead managers are appointed by a company while coming out with an IPO and their role is extensive in the pre-issue and the post-issue process.

Pre-issue role of a lead manager includes:
a. Due diligence of the company
b. Preparing the draft prospectus
c. Advertising the issue and related details
d. Compliance with the regulations with ROC, SEBI, and other stock exchanges.
e. Drawing up marketing strategies for the IPO
f. Appointing the various intermediaries for the IPO like the merchant banker, Registrar for the IPO, advertisers for the IPO, etc.

Role of the Lead manager in IPO – Post-Issue

Post-issue role of a lead manager includes:
a. Managing the escrow accounts
b. Co-ordinating with the non-institutional investors
c. Intimation of the allocation of securities
d. Issuing refunds to the bidders if applicable
e. Finalizing the listing of shares on stock exchanges
f. Transfer of shares in the Demat account of investors

abhilash.st

Share
Published by
abhilash.st

Recent Posts

PPF calculator

A PPF calculator is an online tool that helps you calculate the maturity amount at…

1 year ago

Non-Resident Indian (NRI) PPF Account

Non-resident Indians are not allowed to open a new PPF account. However, if a resident…

1 year ago

Minor Account

A PPF account can be opened by a parent or guardian on behalf of a…

1 year ago

Joint Account

PPF rules do not allow joint accounts. An account can only be opened in the…

1 year ago

Extension of PPF Account:

After the maturity of the PPF account, you have the option to extend it for…

1 year ago

Withdrawal

From the 7th financial year onwards, you can make partial withdrawals from your PPF account.…

1 year ago